Compliance

Success Brokers strictly adheres to the various requirements placed on registered Financial Service Providers
Complaints Register
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Conflict of Interest Policy
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FICA (Financial Intelligence Centre Act)
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POPI (Protection Of Personal Information Act)
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Additional Protection For Clients
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TCF (Treating Customers Fairly)
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DOCUMENT DOWNLOADS


FSB LICENSE
FAIS DISCLOSURE
BEE CERTIFICATE
CODE OF CONDUCT
PAIA MANUAL

Professional Indemnity Policy available on request